Legal & Compliance Officer

Small Finance Company, based in London, seeks to recruit on a permanent basis a Legal/Compliance/ Monitoring officer to support the legal team. Ideal candidates will come from a small Bank/Financial institution and be willing to cover various tasks on a daily basis as willing to learn more. If you have previous experience of:-
LEGAL/MONITORING:
Legal & Recovery: Documentation, Negotiation, Obtaining opinion, Holding of legal documents;
Compliance: Monitoring & ensuring Quarterly Compliances and Reporting to Board, Ensuring Customer Due Diligence as Designated Officer, Periodic Review of AML Policy.
KYC / AML and other regulatory compliances, procurement.
Compliance with Companies House, UK and Financial Conduct Authority.
Preparation of Periodic Reports
Monitoring of projects: Testing of covenants, compliance of terms and conditions, etc.
Ensuring legal documentation and compliances in line with the approvals.
Sign-off for Compliance of Conditions Precedent to Effectiveness & First and subsequent Utilization for Loan Accounts
Maintenance of records
Preparation of Agendas for Board and Board level committees
Litigation matters ToRs, RFQ, selection of external counsel, coordination with external counsel & internal teams. Drafting of submissions to be made in different for an including Government courts, etc.
For further information on either of the above roles, please send a copy of your CV to Sonia